Transaction Reporting incident form
The AFM requires information about the financial markets to monitor and regulate them. If you are subject to EMIR/SFTR regulations, you are obligated to report specific information to the supervisor.
If your reports contain errors or incompleteness, it can impede the supervisor's work and pose a risk to the financial stability of the markets. Therefore, it is important that your reports are as accurate as possible, and any errors or incompleteness should be reported promptly.
What is the EMIR/SFTR notification form?
The EMIR/SFTR notification form is a PDF file that you can easily fill out and submit. The form is designed for institutions that are required to report to the supervisor under EMIR/SFTR regulations. By using the form, you can report any errors or incompleteness in your reports. This ensures that the supervisor receives accurate information in a timely manner.
How can you submit the notification form?
You can download and fill out the EMIR/SFTR notification form. Then, you can send the form via email to the appropriate address. For incidents related to EMIR, you should send the form to emir_dq@afm.nl. For incidents related to SFTR, you should send the form to sftr@afm.nl