Notification of appointment and retirement of policymakers and co-policymakers
When an audit firm wishes to appoint a policymaker or co-policymaker, it must notify the AFM of the prospective appointment. Any such appointment is subject to a prior assessment by the AFM of the person’s trustworthiness. In the case of audit firms with a PIE-licence, such appointments are also subject to the prior assessment of the person’s suitability.
Notification for assessment for audit firms with a regular licence
Follow the link to notify the AFM of a person to be appointed as a policymaker or co-policymaker at an audit firm with a regular licence (for the trustworthiness assessment).
Notification for assessment for PIE audit firms
Follow the link to notify the AFM of a person to be appointed as a policymaker or co-policymaker at a PIE audit firm (for the trustworthiness and suitability assessment).