What do we do
The AFM conducts its supervision by means of inspections, enforcement and transfer of standards, and in so doing expressly monitors signals originating from the market and findings from its own control organization. We are committed to promoting fair and transparent financial markets. As an independent market conduct authority, we contribute to sustainable financial well-being in the Netherlands.
If the AFM identifies any breaches, it can impose sanctions. It may issue instructions or public warnings, place institutions under undisclosed custody, withdraw licences, cancel or refuse registrations or file reports with the Public Prosecution Service. The AFM is also authorised to impose fines and orders for periodic penalty payments.
Core qualities
To achieve our mission, every employee possesses a combination of core qualities: discipline, analytical capability and a progressive mindset.
Discipline
The core quality that underpins our actions is discipline. This means that we make clear agreements and adhere to them, render account for our activities and are clear about our priorities. Discipline enables us to expand our analytical capability and provides us with the foundation to be able to act progressively.Analytical capability
The core quality of analytical capability is reflected in all our daily activities. A key aspect of supervision entails analysing actions, developments and conduct. Due to the increased potential for using data, the importance of analysis is constantly increasing. Data analysis enables us to identify problems at an earlier stage, and even better, to prevent them.Progressive mindset
The core quality of a progressive mindset is reflected in our mentality and style of working, in our dealings with one another and the outside world, in the partnerships we enter into and in having the courage to experiment with new tools and methods.Core values
Our core values are the driving force behind our daily work and support us in making decisions. We have chosen core values that reflect which considerations we, as the supervisory authority, must take into account.
We are diligent and thorough. We are autonomous and connected.
We examine all points of view, are aware of risks and consequences, and reflect on our conduct. We act where necessary and make clear choices.We are independent, embody our mission and understand our profession. We engage with and listen to our stakeholders, are aware of developments in the sector and beyond, and seek to work together, where appropriate.